-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SoKQdfW+pUneMt/96HzR5jLfipoNXiVwG33BTYIGGlEG+PP+0r2eeMkpoLAbxahz BtG1Z2iIS7D8U8FMirmiBA== 0001214659-10-000189.txt : 20100120 0001214659-10-000189.hdr.sgml : 20100120 20100119185910 ACCESSION NUMBER: 0001214659-10-000189 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100120 DATE AS OF CHANGE: 20100119 GROUP MEMBERS: RICHARD B. FULLERTON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NN INC CENTRAL INDEX KEY: 0000918541 STANDARD INDUSTRIAL CLASSIFICATION: BALL & ROLLER BEARINGS [3562] IRS NUMBER: 621096725 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49851 FILM NUMBER: 10534376 BUSINESS ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 BUSINESS PHONE: 4237439151 MAIL ADDRESS: STREET 1: 2000 WATERS EDGE DR CITY: JOHNSON CITY STATE: TN ZIP: 37604 FORMER COMPANY: FORMER CONFORMED NAME: NN BALL & ROLLER INC DATE OF NAME CHANGE: 19940203 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 35 SYCAMORE AVENUE CITY: MILL VALLEY STATE: CA ZIP: 94941 BUSINESS PHONE: (415) 464-4475 MAIL ADDRESS: STREET 1: 35 SYCAMORE AVENUE CITY: MILL VALLEY STATE: CA ZIP: 94941 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 SC 13G/A 1 a114101sc13ga1.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* NN, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 629337106 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 629337106 SCHEDULE 13G/A Page 2 of 7 1 Names of Reporting Persons RBF Capital, LLC IRS Identification No. of Above Person (entities only) 68-0383896 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization Delaware 5 Sole Voting Power 915,373 NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 915,373 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 915,373 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 5.63% 12 Type of Reporting Person (See Instructions) OO CUSIP No. 629337106 SCHEDULE 13G/A Page 3 of 7 1 Names of Reporting Persons Richard B. Fullerton IRS Identification No. of Above Person (entities only) 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Citizenship or Place of Organization United States 5 Sole Voting Power 915,373 NUMBER OF 6 Shared Voting Power SHARES BENEFICIALLY -0- OWNED BY EACH REPORTING 7 Sole Dispositive Power PERSON WITH 915,373 8 Shared Dispositive Power -0- 9 Aggregate Amount Beneficially Owned by each Reporting Person 915,373 10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] 11 Percent of Class Represented by Amount in Row 9 5.63% 12 Type of Reporting Person (See Instructions) IN CUSIP No. 629337106 SCHEDULE 13G/A Page 4 of 7 Item 1(a). Name of Issuer. NN, Inc. Item 1(b). Address of Issuer's Principal Executive Offices. 2000 Waters Edge Drive, Building C, Suite 12, Johnson City, TN 37604 Item 2(a). Name of Person Filing. RBF Capital, LLC and Richard B. Fullerton Item 2(b). Address of Principal Business Office or, if none, Residence. The business address of RBF Capital, LLC and Richard B. Fullerton is 100 Drakes Landing Rd. Suite 300, Greenbrae CA 94904 Item 2(c). Citizenship. RBF Capital, LLC is a Delaware limited Liability company and Richard B. Fullerton is a United States citizen. Item 2(d). Title of Class of Securities. Common Stock Item 2(e). CUSIP Number. 629337106 Item 3. If this statement is filed pursuant to 240.13d- 1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). CUSIP No. 629337106 SCHEDULE 13G/A Page 5 of 7 (d) [ ] Investment company registered under section 8 of the Investment Company act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded form the definition of an investment company under section 3(c)(14) of the Investment Company act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Reference is made hereby made to Items 5-9 and 11 of pages two (2) and three (3) of this SCHEDULE 13G/A, which Items are incorporated by reference herein. CUSIP No. 629337106 SCHEDULE 13G/A Page 6 of 7 Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. RBF Capital, LLC is deemed to be the beneficial owner of the number of securities reflected in Item 5-9 and 11 of page two (2) of this SCHEDULE 13G/A pursuant to separate arrangements whereby it acts as investment adviser (not registered) to certain persons. Each person for whom RBF Capital, LLC acts as investment adviser has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock purchased or held pursuant to such arrangements. Richard B. Fullerton is deemed to be the beneficial owner of the number of securities reflected in Items 5-9 and 11 on page three (3) of this SCHEDULE 13G/A pursuant to his ownership interest in RBF Capital, LLC Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below, RBF Capital, LLC and Richard B. Fullerton certify that, to the best of their knowledge and belief, the securities referred to above on page two (2) and three (3) of this SCHEDULE 13G/A were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 629337106 SCHEDULE 13G/A Page 7 of 7 Signature After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: January 18, 2010 RBF Capital, LLC /s/ Richard B. Fullerton ------------------------ By: Richard B. Fullerton its: Managing Member Richard B. Fullerton /s/ Richard B. Fullerton ------------------------ By: Richard B. Fullerton Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----